1、 I n t e r n a t i o n a l T e l e c o m m u n i c a t i o n U n i o n ITU-T Series Y TELECOMMUNICATION STANDARDIZATION SECTOR OF ITU Supplement 39 (10/2015) SERIES Y: GLOBAL INFORMATION INFRASTRUCTURE, INTERNET PROTOCOL ASPECTS AND NEXT-GENERATION NETWORKS, INTERNET OF THINGS AND SMART CITIES ITU-T
2、 Y.4900 Series Key performance indicators definitions for smart sustainable cities ITU-T Y-series Recommendations Supplement 39 ITU-T Y-SERIES RECOMMENDATIONS GLOBAL INFORMATION INFRASTRUCTURE, INTERNET PROTOCOL ASPECTS AND NEXT-GENERATION NETWORKS, INTERNET OF THINGS AND SMART CITIES GLOBAL INFORMA
3、TION INFRASTRUCTURE General Y.100Y.199 Services, applications and middleware Y.200Y.299 Network aspects Y.300Y.399 Interfaces and protocols Y.400Y.499 Numbering, addressing and naming Y.500Y.599 Operation, administration and maintenance Y.600Y.699 Security Y.700Y.799 Performances Y.800Y.899 INTERNET
4、 PROTOCOL ASPECTS General Y.1000Y.1099 Services and applications Y.1100Y.1199 Architecture, access, network capabilities and resource management Y.1200Y.1299 Transport Y.1300Y.1399 Interworking Y.1400Y.1499 Quality of service and network performance Y.1500Y.1599 Signalling Y.1600Y.1699 Operation, ad
5、ministration and maintenance Y.1700Y.1799 Charging Y.1800Y.1899 IPTV over NGN Y.1900Y.1999 NEXT GENERATION NETWORKS Frameworks and functional architecture models Y.2000Y.2099 Quality of Service and performance Y.2100Y.2199 Service aspects: Service capabilities and service architecture Y.2200Y.2249 S
6、ervice aspects: Interoperability of services and networks in NGN Y.2250Y.2299 Enhancements to NGN Y.2300Y.2399 Network management Y.2400Y.2499 Network control architectures and protocols Y.2500Y.2599 Packet-based Networks Y.2600Y.2699 Security Y.2700Y.2799 Generalized mobility Y.2800Y.2899 Carrier g
7、rade open environment Y.2900Y.2999 FUTURE NETWORKS Y.3000Y.3499 CLOUD COMPUTING Y.3500Y.3999 INTERNET OF THINGS AND SMART CITIES AND COMMUNITIES General Y.4000Y.4049 Definitions and terminologies Y.4050Y.4099 Requirements and use cases Y.4100Y.4249 Infrastructure, connectivity and networks Y.4250Y.4
8、399 Frameworks, architectures and protocols Y.4400Y.4549 Services, applications, computation and data processing Y.4550Y.4699 Management, control and performance Y.4700Y.4799 Identification and security Y.4800Y.4899 Evaluation and assessment Y.4900Y.4999 For further details, please refer to the list
9、 of ITU-T Recommendations. Y series Supplement 39 (10/2015) i Supplement 39 to ITU-T Y-series Recommendations ITU-T Y.4900 Series Key performance indicators definitions for smart sustainable cities Summary Supplement 39 to ITU-T L-series Recommendations provides a general overview of a key set of in
10、dicators related to the use of information and communication technology (ICT) and corresponding impacts on city sustainability in smart sustainable cities (SSC). It is intended for an audience of SSC decision-makers and strategists, interested in gaining an in-depth understanding of existing knowled
11、ge and approaches to indexes and key performance indicators (KPIs) for SSC. This Supplement illustrates the vast body of resources gathered on the evaluation index systems of smart cities and KPIs for sustainable cities, among others, that served as a background for the development of related series
12、 of KPIs Recommendations and Supplements. The resources presented in this Supplement were analysed with respect to common elements, and a set of indicators focusing on ICT and its contribution to SSC were developed. History Edition Recommendation Approval Study Group Unique ID* 1.0 ITU-T L Suppl. 19
13、 2015-10-23 5 11.1002/1000/12695 1.0 ITU-T Y Suppl. 39 2015-10-23 5 11.1002/1000/12977 * To access the Recommendation, type the URL http:/handle.itu.int/ in the address field of your web browser, followed by the Recommendations unique ID. For example, http:/handle.itu.int/11.1002/1000/11830-en. ii Y
14、 series Supplement 39 (10/2015) FOREWORD The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of IT
15、U. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics f
16、or study by the ITU-T study groups which, in turn, produce Recommendations on these topics. The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. In some areas of information technology which fall within ITU-Ts purview, the necessary standards are prepared
17、 on a collaborative basis with ISO and IEC. NOTE In this publication, the expression “Administration“ is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. Compliance with this publication is voluntary. However, the publication may contain cer
18、tain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the publication is achieved when all of these mandatory provisions are met. The words “shall“ or some other obligatory language such as “must“ and the negative equivalents are used to express requireme
19、nts. The use of such words does not suggest that compliance with the publication is required of any party. INTELLECTUAL PROPERTY RIGHTSITU draws attention to the possibility that the practice or implementation of this publication may involve the use of a claimed Intellectual Property Right. ITU take
20、s no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the publication development process. As of the date of approval of this publication, ITU had not received notice of intellectual property, pr
21、otected by patents, which may be required to implement this publication. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at http:/www.itu.int/ITU-T/ipr/. ITU 2016 All rights reserved. No part o
22、f this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. Y series Supplement 39 (10/2015) iii Table of Contents Page 1 Scope . 1 2 Definitions 1 2.1 Terms defined elsewhere 1 2.2 Term defined in this Supplement . 1 3 Abbreviations and acronyms 2 4 A
23、nalysis of key performance indicators systems 3 5 Conclusions. 19 Appendix I ISO: Index system of smart city . 20 Appendix II ITU: ICT development index (IDI) 21 Appendix III UN-Habitat: City prosperity index 22 Appendix IV China Institute of Communications: Index system of smart city 24 Appendix V
24、China, Ministry of Housing and Urban-Rural Development: Index system of national pilot smart city 27 Appendix VI . 31 Appendix VII Italy: Index system of smart city and smart statistics 34 Appendix VIII Japan: Index system of SSC being discussed in the sub working group for SSC of the Telecommunicat
25、ion Technology Committee . 37 Appendix IX GCIF: Global city indicators facility 40 Appendix X ICLEI: Global protocol for community-scale GHG emissions 45 Appendix XI ESCI: Indicators of the emerging and sustainable cities initiative . 47 Appendix XII Vienna University of Technology: European ranking
26、 of medium-sized cities 54 Appendix XIII Leibnitz Institute: European system of social indicators 57 Appendix XIV Smart cities wheel 66 Appendix XV Ericsson: Networked society city index 68 Appendix XVI IBM: Smarter city assessment 72 Appendix XVII IDC: Index system of SSC 75 XVII.1 Key components o
27、f smartness 75 XVII.2 Component weighting 75 XVII.3 Key indicators . 77 Appendix XVIII PwC: Cities of opportunities index 80 Appendix XIX Siemens: Green city index . 86 Bibliography. 88 iv Y series Supplement 39 (10/2015) Introduction This Supplement defines key performance indicators (KPIs) for sma
28、rt sustainable cities (SSC). The following documents have been developed with regards to KPIs for SSC: Recommendation ITU-T Y.4900/L.1600 on overview of KPIs in smart sustainable cities; Recommendation ITU-T Y.4901/L.1601 on KPIs related to the use of information and communication technology (ICT) i
29、n smart sustainable cities. This Recommendation lists the KPIs focusing on ICT use in SSCs; Recommendation ITU-T Y.4902/L.1602 on KPIs related to the sustainability impacts of ICT in smart sustainable cities. This Recommendation lists the KPIs proposed for ICT impact on sustainability. This Suppleme
30、nt provides a comparative analysis of 19 different index sets. Supplementary information on each of the approaches reviewed is presented in the appendices, thus providing a comprehensive background of the resources that formed the series of KPI Recommendations and Supplements. In order to ensure the
31、 inclusion of a wide array of perspectives, the indexes reviewed originate from the following sources: international, national/regional, city organization, academic, and company. By doing so, the analysis evidenced the broad set of perspectives and approaches used to measure and assess the performan
32、ce of SSC, and in particular, the role of ICTs in urban sustainability, thus demonstrating the importance of KPIs development for SSCs. Y series Supplement 39 (10/2015) 1 Supplement 39 to ITU-T Y-series Recommendations ITU-T Y.4900 Series Key performance indicators definitions for smart sustainable
33、cities 1 Scope This Supplement provides a general overview of a key set of indicators related to the use of information and communication technology (ICT) and corresponding impacts on city sustainability in smart sustainable cities (SSC). It is intended for an audience of SSC decision-makers and str
34、ategists, interested in gaining a more in-depth understanding of existing knowledge and approaches to indexes and key performance indicators (KPIs) for SSC. This Supplement illustrates the vast body of resources gathered on the evaluation index systems of smart cities and KPIs for sustainable cities
35、, among others, that served as a background for the development of related series of KPIs Recommendations and Supplements. The resources presented in this Supplement were analysed with respect to common elements, and a set of indicators focusing on ICT and its contribution to smart sustainable cites
36、 were developed. 2 Definitions 2.1 Terms defined elsewhere This Supplement uses the following terms defined elsewhere: 2.1.1 knowledge economy b-OECD_KE: An economy whose most important elements are the possession, control, production and utility of knowledge and intelligent resources, while knowled
37、ge-based economy is an expression coined to describe trends in advanced economies towards greater dependence on knowledge, information and high-skill levels, and the increasing need for ready access to all of these by the business and public sectors. 2.1.2 smart sustainable cities b-ITU-T TR SSC Def
38、: A smart sustainable city is an innovative city that uses information and communication technologies (ICTs) and other means to improve quality of life, efficiency of urban operation and services, and competitiveness, while ensuring that it meets the needs of present and future generations with resp
39、ect to economic, social and environmental aspects. 2.2 Term defined in this Supplement This Supplement defines the following term: 2.2.1 city sustainability: The sustainability of a city is based on four main aspects: economic: The ability to generate income and employment for the livelihood of the
40、inhabitants; social: The ability to ensure well-being (safety, health, education, etc.) of the citizens to be equally delivered despite differences in class, race or gender; environmental: The ability to protect future quality and reproducibility of natural resources; governance: The ability to main
41、tain social conditions of stability, democracy, participation and justice. 2 Y series Supplement 39 (10/2015) 3 Abbreviations and acronyms This Supplement uses the following abbreviations and acronyms: BB Broadband CAGR Compound Annual Growth Rate CBD Central Business District CIC China Institute of
42、 Communications EHR Electronic Health Record EMF Electromagnetic Field ERMC European Ranking of Middle-sized Cities ESCI Emerging and Sustainable Cities Initiative EUSI European System of Social Indicators EV Electric Vehicle FDI Foreign Direct Investment FG-SSC Focus Group on Smart Sustainable Citi
43、es FTTx Fibre to the x (B building, business; H Home; C Cabinet, Curb) GCIF Global City Indicators Facility GDP Gross Domestic Product GHG Greenhouse Gas GIS Geographic Information System GP General Practitioner GPC Global Protocol for Community scale GHG emissions HQ Headquarter HSPA+ Evolved High-
44、Speed Packet Access IBM International Business Machine ICLEI International Council for Local Environmental Initiatives ICT Information and Communication Technology IDC International Data Corporation IDI ICT Development Index IPPU Industrial Processes and Product Uses KPIs Key Performance Indicators
45、MOHURD Ministry Of Housing and Urban-Rural Development, China OECD Organization for Economic Co-operation and Development PM10 Particulate Matter up to 10 micrometres in size PWC Price Waterhouse Coopers R for the development and operation of SSC organizations, including planning units, service prov
46、iders, operation and maintenance organizations, among others, by helping them to fulfil the tasks of sharing information related to the use of ICTs and their impact on the sustainability of cities; for evaluation and ranking agencies, including academia, by supporting them in the selection of releva
47、nt KPIs for assessing the contribution from ICT in the development of SSC. The analysis in this Supplement was conducted through a comparison based on the key dimensions and sub-dimensions that characterize SSC, namely: SSC dimension No. of indicators/sub-dimensions ICT 14 indicators/cover network f
48、acilities and information facilities Environmental sustainability 14 indicators/cover environment and energy and natural resources Productivity 12 indicators/cover innovation and economic sustainability Quality of life 22 indicators/cover convenience and comfort, security and safety, health care, an
49、d education and training Equity and social inclusion 11 indicators/cover openness and public participation, social sustainability, and governance sustainability Physical infrastructure 15 indicators/cover building, transport, sanitation, and municipal pipe networks These various dimensions and sub-dimensions are developed in further detail in the ITU-T KPI series of Recommendations and Supplements that are part of the ITU-T KPI series. A com
