1、BSI Standards PublicationBS ISO 10161-1:2014Information anddocumentation OpenSystems Interconnection Interlibrary Loan ApplicationProtocol SpecificationPart 1: Protocol specificationBS ISO 10161-1:2014 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of ISO 10161-1:201
2、4.It supersedes BS ISO 10161-1:1997 which is withdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee IDT/2/7, Computer applications in Information andDocumentation.A list of organizations represented on this committee can beobtained on request to its secretary.This publ
3、ication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2014. Published by BSI StandardsLimited 2014ISBN 978 0 580 86136 9ICS 35.240.30Compliance with a British Standard cannot confer immunity
4、fromlegal obligations.This British Standard was published under the authority of theStandards Policy and Strategy Committee on 30 November 2014.Amendments issued since publicationDate Text affectedBS ISO 10161-1:2014 ISO 2014Information and documentation Open Systems Interconnection Interlibrary Loa
5、n Application Protocol Specification Part 1: Protocol specificationInformation et documentation Interconnexion de systmes ouverts (OSI) Spcification du protocole dapplication pour les prts entre bibliothques Partie 1: Spcification du protocoleINTERNATIONAL STANDARDISO10161-1Third edition2014-11-01Re
6、ference numberISO 10161-1:2014(E)BS ISO 10161-1:2014ISO 10161-1:2014(E)ii ISO 2014 All rights reservedCOPYRIGHT PROTECTED DOCUMENT ISO 2014All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or m
7、echanical, including photocopying, or posting on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 0
8、1 11Fax + 41 22 749 09 47E-mail copyrightiso.orgWeb www.iso.orgPublished in SwitzerlandBS ISO 10161-1:2014ISO 10161-1:2014(E) ISO 2014 All rights reserved iiiContents PageForeword ivIntroduction v1 Scope . 12 Normative references 13 Terms and definitions . 23.1 Reference Model definitions 23.2 Abstr
9、act Syntax Notation One definitions . 33.3 Presentation Service definitions 33.4 Application Layer Structure Definitions . 33.5 Service convention definitions 43.6 ILL definitions 54 Abbreviations195 Overview of the Protocol .195.1 Service provision 195.2 Supporting services assumed . 205.3 Model 20
10、6 ILL APDUs 207 Transaction information .217.1 Transaction identification 227.2 Protocol states 237.3 Protocol variables 267.4 Expiry timer 267.5 Request information . 267.6 History information . 278 Elements of procedure 288.1 Events and actions 288.2 Procedural rules for all parties 338.3 Procedur
11、al rules for intermediaries 409 Abstract syntax 449.1 ASN.1 Specification of ILL APDUs 4410 Conformance 6010.1 Static conformance . 6010.2 Dynamic conformance . 6110.3 Protocol Implementation Conformance Statement Requirements 61Annex A (normative) ILL state tables .62Annex B (normative) Transfer sy
12、ntax 90Annex C (normative) Object Identifiers assigned in this part of ISO 10161 and registration requirements . 118Annex D (normative) Registration procedures for ILL EXTERNAL data type definitions 119Annex E (informative) Example of ILL external data type definition register entry .121Annex F (inf
13、ormative) Use of supporting services 122Annex G (informative) Invocation of external document delivery services 124Bibliography . 125BS ISO 10161-1:2014ISO 10161-1:2014(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO memb
14、er bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, government
15、al and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.The procedures used to develop this document and those intended for its further maintenance a
16、re described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives). Attention is
17、 drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or
18、 on the ISO list of patent declarations received (see www.iso.org/patents). Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement.For an explanation on the meaning of ISO specific terms and expressions related to conformity asse
19、ssment, as well as information about ISOs adherence to the WTO principles in the Technical Barriers to Trade (TBT) see the following URL: Foreword - Supplementary informationThe committee responsible for this document is ISO/TC 46, Information and documentation, Subcommittee SC 4, Technical Interope
20、rability.This third edition cancels and replaces the second edition (ISO 10161-1:1997) of which it constitutes a minor revision.It also incorporates the Amendents ISO 10161-1:1997/Amd 1:2002 and ISO 10161-1:1997/Amd 2:2002.ISO 10161 consists of the following parts, under the general title Informatio
21、n and documentation Open Systems Interconnection Interlibrary Loan Application Protocol Specification : Part 1: Protocol specification Part 2: Protocol implementation conformance statement (PICS) proformaiv ISO 2014 All rights reservedBS ISO 10161-1:2014ISO 10161-1:2014(E)IntroductionThis part of IS
22、O 10161 is one of a set of International Standards produced to facilitate the interconnection of computer systems. It is related to other international standards in the set as defined by the Reference Model for Open Systems Interconnection (ISO/IEC 7498). The Reference Model subdivides the area of s
23、tandardization for interconnection into a series of layers of specification, each of manageable size.The aim of Open Systems Interconnection is to allow, with a minimum of technical agreement outside the interconnection standards, the interconnection of computer systemsa) from different manufacturer
24、s,b) under different managements,c) of different levels of complexity, andd) of different ages.This part of ISO 10161 provides a protocol specification for Interlibrary Loan (ILL) communication. The ILL Protocol operates in the Application Layer and allows the parties involved in an ILL-transaction
25、to progress through the ILL-transaction in an orderly and defined way.The ILL Protocol has been designed to support the ILL services defined in ISO 10160, the ILL Application Service Definition, which generally requires invocation of external delivery services to fulfill an ILL request. The ILL Prot
26、ocol carries information that permits both automatic and operator-mediated invocation of external delivery services.This part of ISO 10161 is one of a number of related standards supporting the interconnection of library systems. These standards can be used by themselves or in a cooperative manner t
27、o support library applications requiring a mixture of communications services. For example, ISO 23950, which supports remote access to bibliographic databases, could be used in conjunction with the ILL Protocol to obtain item identification information. The control and management of interactions amo
28、ng such bibliographic applications are local matters that are outside the scope of this International Standard.Security and accounting issues as they relate to ILL operations are for further study.The specification technique used in this part of ISO 10161 is consistent with techniques used in defini
29、ng other OSI Protocols. Within most of this document, the technique is self-explanatory. The Abstract Syntax of the ILL Application Protocol Data Units (APDUs) is defined by means of the ASN.1 specification technique specified in ISO 8824.This part of ISO 10161 contains seven annexes. Annexes A to D
30、 are normative. Annex A specifies the state tables for the ILL Protocol. Annex B specifies the encoding rules for generating a transfer syntax compatible with EDIFACT as defined in ISO 9735. Annex C specifies the object identifiers assigned in this standard and registration requirements. Annex D def
31、ines the registration procedures for ILL EXTERNAL data type definitions. Annex E is an example of an ILL EXTERNAL data type registry entry. Annex F describes the possible mappings of this protocol onto supporting services. Annex G describes possible methods of using a document delivery protocol in c
32、onjunction with the ILL Protocol. ISO 2014 All rights reserved vBS ISO 10161-1:2014BS ISO 10161-1:2014Information and documentation Open Systems Interconnection Interlibrary Loan Application Protocol Specification Part 1: Protocol specification1 ScopeThis part of ISO 10161 defines the protocol for a
33、n ILL application-service-element (ASE). It specifies the behaviour which must be exhibited by a system in order to take part in the provision of the ISO interlibrary loan service.It provides a formal statement of the rules of behaviour of each of the two or more entities participating in an ILL tra
34、nsaction. It specifiesa) the actions to be taken on receiving request service primitives issued by an ILL service-user,b) the actions to be taken on receiving application-protocol-data-units (APDUs), andc) the actions to be taken as a result of events within the local system.It provides a specificat
35、ion (in Clause 9) of the abstract syntax required to convey the ILL Protocol APDUs.It states the conformance requirements to be met by implementors of this protocol (in Clause 10).The scope of the ILL Protocol is restricted to the interconnection of systems; it does not specify or restrict the possi
36、ble implementation of interfaces within a computer system. Computer systems can range from stand-alone workstations to mainframes.This part of ISO 10161 is intended for use by libraries, information utilities such as union catalogue centres, and any other system which processes bibliographic informa
37、tion. These systems can participate in an interlibrary loan transaction in the role of requester (i.e. an initiator of ILL requests), responder (i.e. a provider of bibliographic material or information) and/or intermediary (i.e. an agent that acts on behalf of a requester to find suitable responders
38、).Various interworking topologies are supported, ranging from simple two-party interactions, to multi-party interactions.2 Normative referencesThe following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, on
39、ly the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO 6461), Information processing ISO 7-bit coded character set for information interchangeISO 2108:2005, Information and documentation International standard book n
40、umber (ISBN)ISO 3297:2007, Information and documentation International standard serial number (ISSN)1) ISO/IEC 646:1991 supersedes ISO 646:1983. However, when this part of ISO 10161 was under development, the previous edition was valid and this part of ISO 10161 is therefore based on that edition.IN
41、TERNATIONAL STANDARD ISO 10161-1:2014(E) ISO 2014 All rights reserved 1BS ISO 10161-1:2014ISO 10161-1:2014(E)ISO 4217:2008, Codes for the representation of currencies and fundsISO 8601, Data elements and interchange formats Information interchange Representation of dates and timesISO/IEC 8824-1:2008
42、, Information technology Open Systems Interconnection Specification of Abstract Syntax Notation One (ASN.1)ISO/IEC 8825, Information technology Open Systems Interconnection Specification of Basic Encoding Rules for Abstract Syntax Notation One (ASN.1)ISO 9735, Electronic data interchange for adminis
43、tration, commerce and transport (EDIFACT) Application level syntax rulesISO/IEC 9834-1:2012, Information technology Procedures for the operation of object identifier registration authorities: General procedures and top arcs of the international object identifier tree Part 1ISO/IEC 9834-2, Informatio
44、n technology Open Systems Interconnection Procedures for the operation of OSI Registration Authorities Part 2: Registration procedures for OSI document typesISO 10160, Information and documentation Open Systems Interconnection Interlibrary Loan Application Service Definition3 Terms and definitionsFo
45、r the purposes of this document, the following terms and definitions apply.3.1 Reference Model definitionsNOTE This part of ISO 10161 is based on the concepts developed in ISO 7498 and makes use of the following terms found in it. These terms are replicated here as a convenience to the reader.3.1.1a
46、pplication layerseventh and highest layer in the Reference Model for Open Systems Interconnection (OSI), which serves as the window between correspondent application-processes which are using the OSI to exchange meaningful information3.1.2application-entityaspects of an application-process pertinent
47、 to OSI3.1.3application-processelement within a real open system which performs the information processing for a particular application3.1.4application-protocol-data-unitunit of data specified in an application-protocol and consisting of application-protocol-information and possibly application-user
48、-data3.1.5application-service-elementthat part of an application-entity which provides an OSI environment capability, using underlying services when appropriate2 ISO 2014 All rights reservedBS ISO 10161-1:2014ISO 10161-1:2014(E)3.1.6(N)-servicecapability of the (N)-layer and the layers beneath it, w
49、hich is provided to (N+1)-entities at the boundary between the (N)-layer and the (N+1)-layerNote 1 to entry: An application-service does not provide a capability to higher layer entities, but rather to application-processes.3.1.7presentation-servicecapability of the Presentation Layer and the layers beneath it, which is provided to application-entities at the boundary between the Presentation and the Application Layer3.1.8transfer syntaxconcrete syntax used in the transfer of data between open systems3
