1、nullnullnullnullnullnullnull nullnullnullnullnullnullnullnullnullnullnullnullnullnullnullnullnullnull nullnullnullnullnull nullnullnullnull nullnull nullnullnullnullnullnullnullnullnullnullnullnullnull nullnullnullnull nullnullnullnullnullnullnullnull nullnullnull nullnullnull nullnullnullnullnullnu
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3、nullnullnull nullnullnullnullnullnullnullnullnullnull nullnullnullnullnullnull nullnull nullnullnullnullnullnullnullnullnull nullnull nullnullnullnullnullnullnullnullnull nullnullnullBS EN ISO14064-3:2012Copyright European Committee for Standardization Provided by IHS under license with CENNot for R
4、esaleNo reproduction or networking permitted without license from IHS-,-,-National forewordThis British Standard is the UK implementation of EN ISO 14064-3:2012. It is identical to ISO 14064-3:2006 and it supersedes BS ISO 14064-3:2006, which is withdrawn.The UK participation in its preparation was
5、entrusted byTechnical Committee SES/1, Environmental management, to Subcommittee SES/1/7, Greenhouse gas management and related activities.A list of organizations represented on this subcommittee can be obtained on request to its secretary.This publication does not purport to include all the necessa
6、ry provisions of a contract. Users are responsible for its correct application.Compliance with a British Standard cannot confer immunity from legal obligations.BS EN ISO 14064-3:2012This British Standard waspublished under the authorityof the Standards Policy andStrategy Committeeon 10 March 2006 Th
7、e British Standards Institution 2012. Published by BSI Standards Limited 2012.Amendments/corrigenda issued since publicationDate Comments 30 April 2012 This corrigendum renumbers BS ISO 14064-3:2006 as BS EN ISO 14064-3:2012ISBN 978 0 580 75137 0Copyright European Committee for Standardization Provi
8、ded by IHS under license with CENNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN ISO 14064-3 February 2012 ICS 13.020.40 English Version Greenhouse gases - Part 3: Specification with guidance for the validation a
9、nd verification of greenhouse gas assertions (ISO 14064-3:2006) Gaz effet de serre - Partie 3: Spcifications et lignes directrices pour la validation et la vrification des dclarations des gaz effet de serre (ISO 14064-3:2006) Treibhausgase - Teil 3: Spezifikation mit Anleitung zur Validierung und Ve
10、rifizierung von Erklrungen ber Treibhausgase (ISO 14064-3:2006) This European Standard was approved by CEN on 5 February 2012. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard
11、without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member. This European Standard exists in three official versions (English, French, German). A version in any ot
12、her language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic
13、, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPE
14、N DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG Management Centre: Avenue Marnix 17, B-1000 Brussels 2012 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN ISO 14064-3:2012: ECopyright European Committee for Standardization Provide
15、d by IHS under license with CENNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Foreword The text of ISO 14064-3:2006 has been prepared by Technical Committee ISO/TC 207 “Environmental management” of the International Organization for Standardization (ISO) and has b
16、een taken over as EN ISO 14064-3:2012 by CCMC. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by August 2012, and conflicting national standards shall be withdrawn at the latest by August 2012. Atte
17、ntion is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. According to the CEN/CENELEC Internal Regulations, the national standards organizations of
18、 the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Roma
19、nia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. Endorsement notice The text of ISO 14064-3:2006 has been approved by CEN as a EN ISO 14064-3:2012 without any modification. BS EN ISO 14064-3:2012 EN ISO 14064-3:2012 (E)Copyright European Committee for Standardizati
20、on Provided by IHS under license with CENNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-iiiContents Page1 Scope 12 Terms and definitions 13 Principles 53.1 General . 53.2 Independence 63.3 Ethical conduct 63.4 Fair presentation . 63.5 Due professional care . 64 Va
21、lidation and verification requirements 64.1 Validators or verifiers 64.2 Validation and verification process . 64.3 Level of assurance, objectives, criteria and scope of the validation or verification 84.4 Validation orverification approach 84.5 Assessment of the GHG information system and its contr
22、ols . 94.6 Assessment of GHG data and information . 104.7 Assessment against validation or verification criteria 104.8 Evaluation of the GHG assertion . 104.9 Validation and verification statement 104.10 Validation or verification records . 114.11 Facts discovered after the validation or verificatio
23、n . 11Annex A (informative) Guidance for use of this part of ISO 14064 12 Bibliography . 34BS EN ISO 14064-3:2012 EN ISO 14064-3:2012 (E)Copyright European Committee for Standardization Provided by IHS under license with CENNot for ResaleNo reproduction or networking permitted without license from I
24、HS-,-,-ivForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for w
25、hich a technical committee has been established has the right to be represented on that committee. International organizations, governmental andnon-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC)on all m
26、atters of electrotechnical standardization.International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circu
27、lated to the member bodies for voting. Publication as anInternational Standard requires approval by at least 75 % of the member bodies casting a vote.Attention is drawn tothe possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible
28、 for identifying any or all such patent rights.ISO 14064-3 was prepared by Technical Committee ISO/TC 207, Environmental management.ISO 14064 consists of the following parts, under the general title Greenhouse gases : Part 1: Specification with guidance at the organization level for quantification a
29、nd reporting of greenhouse gas emissions and removals Part 2: Specification with guidance at the project level for quantification, monitoring and reporting of greenhouse gas emission reductions or removal enhancements Part 3: Specification with guidance forthe validation and verification of greenhou
30、se gas assertionsBS EN ISO 14064-3:2012 EN ISO 14064-3:2012 (E)Copyright European Committee for Standardization Provided by IHS under license with CENNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-vIntroduction0.1 Climate change has been identified as one of the g
31、reatest challenges facing nations, governments,business and citizens over future decades. Climate change has implications for both human and naturalsystems and could lead to significant changes in resource use, production and economic activity. In response,international, regional, national, and loca
32、l initiatives are being developed and implemented to limit greenhousegas (GHG) concentrations in the Earths atmosphere. Such GHG initiatives rely on the quantification,monitoring, reporting and verification of GHG emissions and/or removals.ISO14064-1 details principles and requirements for designing
33、, developing, managing and reportingorganization- or company-level GHG inventories. It includes requirements for determining GHG emissionboundaries, quantifying an organizations GHG emissions and removals and identifying specific companyactions or activities aimed at improving GHG management. It als
34、o includes requirements and guidance oninventory quality management, reporting, internal auditing and the organizations responsibilities in verificationactivities.ISO14064-2 focuses on GHG projects or project-based activities specifically designed to reduce GHGemissionsor increase GHG removals. It i
35、ncludes principles and requirements for determining project baselinescenarios and for monitoring, quantifying and reporting project performance relative to the baseline scenarioand provides the basis for GHG projects to be validated and verified.This part of ISO 14064 details principles and requirem
36、ents for verifying GHG inventories and validating orverifying GHG projects. It describes the process for GHG-related validation or verification and specifiescomponents such as validation or verification planning, assessment procedures and the evaluation oforganization or project GHG assertions.This
37、part of ISO14064 can be used by organizations or independentparties to validate or verify GHG assertions.Figure 1 displays the relationships between the three parts of ISO 14064.0.2 ISO 14064 is expected to benefit organizations, governments, project proponents and stakeholdersworldwide by providing
38、 clarity and consistency for quantifying, monitoring, reporting and validating or verifyingGHG inventories or projects. Specifically, use of ISO 14064 couldenhance the environmental integrity of GHG quantification,enhance the credibility, consistency and transparency of GHG quantification, monitorin
39、g and reporting,including GHG project emission reductions and removal enhancements,facilitate the development and implementation of an organizations GHG management strategies and plans;facilitate the development and implementation of GHG projects,facilitate the ability to track performance and progr
40、ess in the reduction of GHG emissions and/or increase inGHG removals,andfacilitate the crediting and trade of GHG emission reductions or removal enhancements.Users of ISO 14064 could find benefit from some of the following applications:a) corporate riskmanagement: for example, the identification and
41、 management of risks and opportunities;b) voluntary initiatives: for example, participation in voluntary GHG registry or reporting initiatives;c) GHG markets: for example, the buying and selling of GHG allowances orcredits;d) regulatory/government reporting: for example, credit for early action, neg
42、otiated agreements or nationalreporting programmes.BS EN ISO 14064-3:2012 EN ISO 14064-3:2012 (E)Copyright European Committee for Standardization Provided by IHS under license with CENNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-vi0.3 This part of ISO 14064 prov
43、ides principles, requirements and guidance for those conducting GHGinformation validation and verification. It is intended to be useful to a broad range of potential users, including:1st, 2 nd and 3 rd party GHG validators and verifiers;organizations and individuals involved in developing and commis
44、sioning GHG projects;organizations conducting internal audits of theirGHG information;organizations involved in GHG validatoror verifier training;voluntary and mandatory GHG programme administrators;investor, finance and insurance communities;regulators and those involved in the accreditation and co
45、nformity assessment of emissions trading andemission or removal offset programs.Figure1Relationship betweenthe parts of ISO 14064BS EN ISO 14064-3:2012 EN ISO 14064-3:2012 (E)Copyright European Committee for Standardization Provided by IHS under license with CENNot for ResaleNo reproduction or netwo
46、rking permitted without license from IHS-,-,-vii0.4 The requirements of this partof ISO14064 describe a process for providing assurance to intended usersthat an organizations or projects GHG assertions are complete, accurate, consistent, transparent and withoutmaterial discrepancies. The processes o
47、f validation and verification are similar; however, there are differencesin the emphasis of the activities. The process can be applied in two ways: internal and external. Internalapplications can use this part of ISO 14064 as a guideline, whereas external applications can use it asa set ofrequiremen
48、ts.The extent of the validation and verification activities depends onthe level of assurance required,needs of the intended user,objectives of the validation or verification activities, andthe validation or verification criteria.A GHG assertion can be a statement about different aspects of performance, such as the following:a) quantification of organizational GHG emissions or removals;b) quantification of project GHG emission reductions or removal enhancements;c) conformity with the requirements of ISO14064-1 or ISO 14064-2;d) compliance with the principles and requirements of regulatory r
