1、January 2016 English price group 20No part of this translation may be reproduced without prior permission ofDIN Deutsches Institut fr Normung e. V., Berlin. Beuth Verlag GmbH, 10772 Berlin, Germany,has the exclusive right of sale for German Standards (DIN-Normen).ICS 27.010!%KXV“2405351www.din.deDIN
2、 EN 16325Guarantees of Origin related to energy Guarantees of Origin for Electricity;English version EN 16325:2013+A1:2015,English translation of DIN EN 16325:2016-01Herkunftsnachweise bezglich Energie Herkunftsnachweise fr Elektrizitt;Englische Fassung EN 16325:2013+A1:2015,Englische bersetzung von
3、 DIN EN 16325:2016-01Garanties dOrigine lies lnergie Garanties dOrigine de llectricit;Version anglaise EN 16325:2013+A1:2015,Traduction anglaise de DIN EN 16325:2016-01SupersedesDIN EN 16325:2013-05www.beuth.deDTranslation by DIN-Sprachendienst.In case of doubt, the German-language original shall be
4、 considered authoritative.Document comprises 54 pages 12.15 DIN EN 16325:2016-01 2 A comma is used as the decimal marker. National foreword This document (EN 16325:2013+A1:2015) has been prepared by Technical Committee CEN/CENELEC/TC JWG 2 “Guarantees of origin and energy certificates” (Secretariat:
5、 SIS, Sweden). The responsible German body involved in its preparation was DIN-Normenausschuss Grundlagen des Umweltschutzes (DIN Standards Committee Principles of Environmental Protection), Working Committee NA 172-00-09 AA Energieeffizienz und Energiemanagement. This document includes Amendment 1
6、which became necessary upon publication of the Energy Efficiency Directive (2012/27/EC) repealing the Cogeneration Directive (2004/8/EC). Amendments This standard differs from DIN EN 16325:2013-05 as follows: a) “Cogeneration Directive” has been replaced by “Energy Efficiency Directive” throughout t
7、he text and the resulting editorial amendments have been made; b) the former term 3.11 “Cogeneration Directive” has been deleted; c) 3.18 “Energy Efficiency Directive” has been included; d) in Subclause 7.3.3, items a) and b) have been revised and restructured; e) the heading of Subclause 9.2 has be
8、en corrected; f) in Table A.1, for Code 1 “Renewable” and Code 2 “Fossil”, an additional line for the “Unspecified” case has been included; g) Table D.1 has been updated; h) the standard has been editorially revised. Previous editions DIN EN 16325: 2013-05 EUROPEAN STANDARD NORME EUROPENNE EUROPISCH
9、E NORM EN 16325:2013+A1 October 2015 ICS 27.010 Supersedes EN 16325:2013 English version Guarantees of Origin related to energy - Guarantees of Origin for Electricity Garanties dOrigine lies lnergie - Garanties dOrigine de llectricit Herkunftsnachweise bezglich Energie - Herkunftsnachweise fr Elektr
10、izitt This European Standard was approved by CEN on 28 December 2012 and includes Amendment 1 approved by CEN on 31 August 2015. CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a nati
11、onal standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN and CENELEC member. This European Standard exists in three official versions (English, French, Ge
12、rman). A version in any other language made by translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN and CENELEC members are the national standards bodies and national
13、 electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Roman
14、ia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2015 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and for CENELEC Members. Ref. No. EN 16
15、325:2013+A1:2015 E EN 16325:2013+A1:2015 (E) 2 Contents Page European foreword . 5 0 Introduction 6 0.1 General 6 0.2 Experiences of the Association of Issuing Bodies (AIB), Description of existing voluntary system (EECS) . 6 0.2.1 Association of Issuing Bodies (AIB) 6 0.2.2 The EECS Rules . 6 0.2.3
16、 Registration of production devices. 7 0.2.4 Issuing of EECS Certificates 7 0.2.5 Use of EECS Certificates . 7 0.2.6 Life cycle . 7 1 Scope 9 2 Normative references 9 3 Terms and definitions . 9 4 Main objectives . 15 5 Registration of Competent Bodies and their agents 16 5.1 Appointing authority fo
17、r Competent Bodies 16 5.2 Characteristics of Competent Bodies 16 5.2.1 General . 16 5.2.2 Responsibilities 16 5.2.3 Discretionary powers . 17 5.2.4 Limitations of Competent Bodies owning GOs . 17 5.2.5 Confidentiality . 18 5.3 Criteria for qualification of Competent Bodies . 18 5.4 Types of agent 18
18、 5.5 Criteria for qualification of agents . 19 5.6 Obligations of Competent Bodies . 19 5.6.1 General . 19 5.6.2 Verification . 19 6 Registration of EGIs and Account Holders 20 6.1 Application procedure for EGIs . 20 6.1.1 General . 20 6.1.2 Application information 20 6.1.3 Meters . 21 6.2 Applicati
19、on procedure for Account Holders 21 6.3 Obligations of Registrants . 21 6.4 Revision of Registration Databases . 21 7 Issuing and content of a GO 22 7.1 Format of the GO . 22 7.2 The Issuing process . 23 7.3 Declaration of Consumption and Calculation of Output 23 7.3.1 General . 23 7.3.2 Consumption
20、 Declaration . 24 DIN EN 16325:2016-01 EN 16325:2013+A1:2015 (E) 3 7.3.3 Calculation of Output . 24 7.4 CO2emissions and nuclear waste . 25 7.5 Special provisions for High-Efficiency Cogeneration Electrical Energy 25 7.5.1 Amount of High-Efficiency Cogeneration Electrical Energy Generation produced
21、by an EGI 25 7.5.2 GO Issued for Electrical Energy which has been found to be High-Efficiency Cogeneration Electrical Energy . 25 8 Transferring of GOs 26 8.1 General . 26 8.2 The Transfer process. 26 8.3 Import/export from Registration Databases . 26 8.3.1 Receipt of request . 26 8.3.2 Rejection of
22、 request . 27 8.3.3 Restrictions of exports 27 8.3.4 Restrictions of imports . 27 9 Correction of errors . 28 9.1 Errors during issuing 28 9.2 Errors during transfer“ 28 10 End of the life of a GO . 28 10.1 General . 28 10.2 Cancellation 28 10.2.1 Cancellation procedure 28 10.2.2 Requesting and Prod
23、ucing a Cancellation Statement 30 10.3 Withdrawal . 30 10.4 Expiry 30 11 Measurement and calculation methods . 31 11.1 Metering . 31 11.1.1 General metering principle . 31 11.1.2 Calculation of Nett Electrical Energy . 31 11.1.3 Relevant perimeter 33 12 Auditing 33 12.1 Assessment of the National GO
24、 Scheme 33 12.2 Auditing of EGIs . 33 12.3 Operational practice 34 Annex A (normative) Fuel (or heat source) codes . 35 Annex B (normative) Technology codes 39 Annex C (normative) Coding structures 41 C.1 Introduction 41 C.2 Coding of Registration Databases . 41 C.3 Coding of certificates . 41 C.4 C
25、oding of Electricity Generation Installations . 42 C.5 Coding of Account Holder Account IDs . 43 C.6 Coding of Technologies . 44 Annex D (normative) Geographical coordinates 45 Annex E (normative) Cogeneration GO codes Uses of Heat . 47 DINEN 16325:2016-01EN 16325:2013+A1:2015 (E) 4 Annex F (normati
26、ve) Relevant perimeter 48 F.1 Hydraulic continuity principle 48 F.1.1 General . 48 F.1.2 Extended hydraulic continuity principle . 48 F.2 Smoothing of Electricity generation 49 F.3 Electricity storage and conversion 49 F.4 Alternative measures for a hydraulic plant 49 F.4.1 Certain flow 49 F.4.2 Non
27、-energy-based hydraulic systems . 50 Bibliography . 52 DIN EN 16325:2016-01 EN 16325:2013+A1:2015 (E) 5 European foreword This document (EN 16325:2013+A1:2015) has been prepared by Technical Committee CEN/CENELEC/TC JWG 2 “Guarantees of origin and Energy certificates”, the secretariat of which is he
28、ld by SIS. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by April 2016, and conflicting national standards shall be withdrawn at the latest by April 2016. Attention is drawn to the possibility that
29、 some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. This document includes Amendment 1 approved by CEN on 2015-08-31. This document supersedes EN 16325:2013. The start and finish o
30、f text introduced or altered by amendment is indicated in the text by tags !“. According to the CEN/CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic
31、, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. DIN EN 1
32、6325:2016-01 EN 16325:2013+A1:2015 (E) 6 0 Introduction 0.1 General !deleted text“ The objective for this European Standard is that it should contain standardisation of Guarantees of Origin (GO) in line with the relevant Directives and existing voluntary schemes with the aim to create a standardised
33、 transferable GO that can be used for mainly disclosure and also supporting labelling. A GO is an instrument for proving production of energy in a specific source of production. There is an increasing demand from the end customers side regarding reliable accounting of the origin of energy production
34、. There is also an obligation for electricity suppliers to provide reliable disclosure information to end customers. A standardised system for GOs can fulfil these requirements. Standardisation of Guarantees of Origin will create a tool for fulfilling the requirements in the !deleted text“ Renewable
35、 Energy Directive, the Electricity Market Directive and the !Energy Efficiency Directive“ and to create a basis for further development of certification regarding the original electricity production. In this way a harmonised way to prove the origin of the electricity produced will be developed. Thes
36、e GOs can be used for trading and/or for disclosure/labelling of electricity. The Renewable Energy Directive and !Energy Efficiency Directive“ regulates that the member states shall generally recognise the GOs issued by other member states. Further, the system should be fraud-resistant and avoid dou
37、ble-counting. Therefore a European Standard for GOs for all member states is important. The content of the standard can, after necessary modifications, for example, be applied to heating, cooling, and gas (including biogas). These modifications will not be included in this standard. The elaboration
38、and publication of European Standards will allow certification bodies to develop their activities on consensual and recognised practices and this will increase the credibility of the certificates they deliver. 0.2 Experiences of the Association of Issuing Bodies (AIB), Description of existing volunt
39、ary system (EECS) 0.2.1 Association of Issuing Bodies (AIB) The AIB has as its purpose the development, use and promotion of a standardised system based on structures and procedures in order to ensure the reliable operation of international certificate schemes which satisfy the criteria of objectivi
40、ty, non-discrimination, transparency and costs effectiveness in order to facilitate the international exchange of certificates. 0.2.2 The EECS Rules The European Energy Certificate System (EECS) is a commercially funded, integrated European framework for issuing, holding, transferring and otherwise
41、processing electronic records (EECS Certificates) certifying, in relation to specific quantities of output from power plants, attributes of its source and/or the method and quality of its production. The number of certificates issued to a power plant during a period will be directly proportional to
42、the electricity produced by it during that period. These certificates guarantee the source of that electricity. EECS is governed by rules (the EECS Rules) which are intended to secure, in a manner that is consistent with European Community law and relevant national laws, that systems operating withi
43、n the EECS framework are reliable, secure and inter-operable. The implementation, under the EECS Rules, of harmonised standards for issuing and processing EECS Certificates enables the owners of EECS DINEN 16325:2016-01EN 16325:2013+A1:2015 (E) 7 Certificates to transfer them to other !Account Holde
44、rs“ at both the domestic and international level. The EECS Rules set out the obligations of AIB members in connection with their membership. The AIB governs the EECS Rules, its members conducting reviews of each others operations. Members are responsible within set geographic “domains” for overseein
45、g their customers compliance with these rules. The EECS Rules harmonise the creation, maintenance, transfer, cancellation and other processing of EECS Certificates; setting requirements for member participation. EECS Certificates may be eligible as Guarantees of Origin issued pursuant to European Co
46、mmunity legislation as implemented by member states; or in connection with other legislative certification schemes or under other, entirely voluntary, arrangements. To become a member of an individual EECS Scheme, the relevant provisions applicable in that members domain should satisfy the requireme
47、nts of the EECS Rules, including legislative and administrative arrangements for the issue of such certificates. Each member produces a domain protocol, which legislative provisions ensure that the EECS Rules are satisfied. Account holders are not bound by the EECS Rules, but by the legislation to t
48、heir domain. 0.2.3 Registration of production devices EECS Certificates can only be issued to the owners of power plants that have successfully registered within a domain. To apply for registration under EECS, the owner of the power plant should provide information about themselves and the power pla
49、nt, including the technology and energy sources, commissioning dates and capacities, details of any public support that has been received, details of the arrangements for measuring energy sources and produced electricity, including any production !Auxiliaries“, pumping stations and on-site demand. Registration requires the power plant to comply with both the law and with EECS with members being permitted to conduct physical inspections where necessary. 0.2.4 Issuing of EE